There is no question that considerable liability is placed on plan fiduciaries. In fact, ERISA Section 409(a) imposes personal liability on fiduciaries that breach their duties. That’s why we partner with independent fiduciary advisors under ERISA(3)(38) who specifically accept their fiduciary status and discretion – in writing. Through delegation, we help ease fiduciary burden.
To the right is a diagram that displays the fiduciary spectrum of support Plan Sponsors receive.
While most retirement plans are only protected at the Trustee Directed 401k through Open Architecture levels, we can help you attain significantly more relief with Advisors who will serve at the 3(38) and 3(16) levels of fiduciary support.
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